ISO/CD 10993-18 "Biological evaluation of medical devices - Part 18:
Chracterization of materials" のCD投票が行われる。
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コメント先:中村晃忠(国立医薬品食品衛生研究所)
      FAX: 03 3707 6950   E-mail:nakamura@nihs.go.jp
Characterisation of Materials

Contents
Introduction
Specification
1 Scope
2 Normative references
3 Definitions
4 General principles
5 Categories of materials
6 Determination of compositional information
7 Extraction of materials
8 Testing of extracts
9 Reporting of data obtained
Annexes
A (informative) Flowchart for the generation and use of data
B (informative) Guidance on material characterisation
C (informative) Bibliography of international and national standards and regulations

Introduction

ISO 10993-1: 1996 Biological evaluation of medical devices PartI: Evaluation and testing provides a framework for a structured programme of assessment for the evaluation of biological safety.
In Section 3 General principles applying to the biological evaluation of materials and devices it is stated that in the selection of materials to be used for device manufacture the first consideration should be fitness for purpose. This should have regard to the characteristics and properties of the material which include chemical, toxicological, physical, electrical, morphological and mechanical properties. This information is necessary prior to any biological evaluation, Also prEN 1441 : 1995, Medical devices - Risk analysis points out that a toxicological risk analysis should take account of the chemical nature of the materials.
The requirements specified in this document are intended to yield the following information :


The compositional characteristics of the materials of manufacture are mainly under the control of the suppliers of these materials. However other characteristics are chiefly influenced by the requirements to be met by the finished medical device as well as the processes used by the medical device manufacturer



Characterisation or materials

1 Scope

This document specifies a framework for the identification and characterisation of materials used in medical devices to provide information relevant to a biological safety assessment.
The procedure comprises the identification of chemicals present in materials and the determination of their potential biological exposure. The determination of relevant physico-chemical mechanical and morphological characteristics is also covered.
The standard does not cover characterisation issues associated with pertormance criteria but is restricted to biological safety evaluation. It also does not cover the identification or quantification of any degradation products.
This standard is intended for use by suppliers of materials, manufacturers of medical devices and those carrying out a biological safety assessment.


2 Normative references

The following standards contain provisions which, through reference in this text, constitute provisions of this International Standard. At the time of publicatiort, the editions indicated were valid. All standards are subject to revision and parties to agreements based on this International Standard are encouraged to investigate the possibility of applying the most recent editions of the standards indicated below. Members of IEC and ISO maintain registers of currently valid International Standards,

ISO 10993-1 Biological evaluation of medical devices - Part 1: Evaluation and testing.

ISO 10993-12 Biological evaluation of medical devices - Part 12: Sample preparation and reference materials.


3 Definitions

For the purposes of this standard the definitions given in ISO 10993 Part 1 and the following additional definitions apply.

3.1 supplier: The person who manufactures and/or supplies the basic starting materials to be used in the manufacture of a medical device

3.2 manufacturer: The natural or legal person with responsibility for the design, manufacture, packaging and labelling of a device before it is placed on the market under his own name, regardless of whether these operations are carried out by that person himself or on his behalf by a third party.

3.3 component: An item which is manufactured from a basic starting material but is not itself a medi cal dcvice. si nce it forms only one part of a medical device.

3.4 convertor: A person who converts a hasic raw material into a semi-finished product, for
example: lengths of rod, tubing or lay-flat film.


4 General principles

Consideration of the characterisation of the materials from which a medical device is made is a necessary first step in assessing the biological safety of the device. An overview of the procedure outlined in this document is given in Annex A.

4.1 Chemical characterisatlon

Qualitative data shall be obtained to describe The chemical composition of a material. When relevant to biological safety quantitative data shall also be obtained. Further guidance is given in Annex B.

4.2 Pliysico-chemical characterisation

Pliysico-chemical characteri stics of a material which should be considered for their influence on biological safety include the following:

the form of the material i e. solid. liquid or gas; adsorption of chemicals or blood components at the sur face, absorption of fluid:
expansion at body temperature or in contact with body fluids;
change in physical for rim at body tcmperature or in contact with body fluids, e.g. gel to fluid, fluid to thixotropic paste;
adhesive properties;
effect of sterilisation processes;
electrochemcal properties.

4.3 Mechanical characterisation

Mechanical properties of a material which should be considered as important for biological safety include the following:

flexibility tinder strain. surface hardness, elasticity;
dynamic wear characteristics against other substances; plasticity (mouldability);
mechanical stability with times
effect of sterilisation processes,

4.4 Morphological characterisation
Morphological characteristics which should be considered for their effect on the biological response of materials include:
cellular interaction with porous or smooth surfaces; fluid flow on different types of surface;

adsorption of proteins by different types of surface;
adsorption of blood components by different types of surface; surface finish;
wear characteristics;
surface area and adsorption properties.

Note: The lists in 4.2, 4.3 and 4.4 are aides-memoire and are not exhaustive


5 Categories of materials
The first consideration should be the physical form of the material i.e solid, liquid or gas. For the purpose of this standard the materials encompassed by the definition may be conveniently divided into two categories. This division is related to the complexity of the chemical composition of the material.

5.1 Polymers, natural and synthetic
Synthetic polymers will usually contain a larger number of components such as unreacted monomer residue, catalyst and solvent residues, oligomers, production aids and modifying additives including pigments. Many of these will be present at very low levels.
Natural polymers may vary significantly dependant on the biological source and may contain impurities and residues resulting from that source. This standard does not cover risks of infection associated with the biological source. Draft European Standards which address these issues should be consulted (prEN 12442, Pans 1-3).

5.2 Ceramics, metals and alloys
These materials are normally less complex in terms of the number of chemical constituents and these will be present in significant proportions.


It should be noted that during manufacture and assembly of medical devices from materials in both categories 5.1 and 5.2 additional chemical components rnay be acquired due to the use of processing aids such as lubricants or mould release agents. As well as the chemical components of the staning material and the manufacturing process aids, adhesive/solvent residues from assembly and also sterilant residues or reaction products resulting from the sterilisation process may also be present in a finished product.



6 Determination of compositional information

Full qualitative data for chemical constituents of the material shall be established. Where relevant to biological safety, quantitative data shall also be obtained. When quantitative data is not obtained the rationale shall be documented and justified.

6.1 From existing data sources

Medical device manufacturers should preferably obtain qualitative and quantitative compositional information from the supplier of the starting material. For polymers this often requires access ro proprietary information and appropriate formalities may be necessary for transfer and use of such confidential information.
Qualitative information about any additional processing additives (for example, mould release agents) should also be obtained from appropriate members of the manufacturing chain, including convertors and component manufacturers.
The composition of ceramics, metals and alloys is likely to be in accordance with ISO materials standards and/or may be specified by the user. However in order to obtain full qualitative and quantitative compositional details it rnay be necessary to request these from the supplier or manufacturer of the starting material and also from component manufacturers to ensure processing aids are also identified. Material master files held by regulatory authorities are another source of data where they are accessible

6.2 By analysis

When compositional details are unavailable or only qualitative information is available it may be necessary to undertake analysis of a material
Analytical methods appropriate for the material under investigation shall be used. All analytical techniques shall be justified and reported.
In the absence of any initial compositional data a literature study to establish the likely nature of the starting material and any additives is recommended to assist in the selection of the most appropriate methods of analysis for the material concerned.


7 Extraction of materials

Use extraction conditions as specified in ISO 10993-12 unless a particular vertical standard is more appropriate. The specific extraction conditions used must be documented and justified.
Note: Suitable extraction conditions should be used to ensure that any constituent that could be released during normal use of the finished product will be released into the extraction media.

Wherever possible extraction tests should be made using representative samples taken from the finished product in its ready to use state in order to take account of residual chemicals arising from all pans of the manufacturing process including sterilisation.


8 Testing of extracts

Extracrant solutions shall be submitted for chemical analysis using appropriate methods for the materials/chemicals concerned
Blank solutions shall be used for comparison to confirm that chemical species detected in the test solution originate from the test sample itself
Analytical methods used shall be documented and justified.


9 Reporting of data obtained

Test reports shall include the following :

9.1 Compositional information
a) Test material description, batch or lot number, and sample dimensions or weight.
b) Description of origin of compositional data, for example : supplied by material/finished product manufacturer, or by analysis.
c) Sample pretreatment (e.g. sterilisation).
d) Detailed description of analytical methods used including specificity, sensitivity, limits of detection and limits of quantification; also standards and reference materials where used.
e) List of all chemical components identified including quantitative data where possible.


9.2 Extraction information
a) Test material description, batch or lot number, and sample dimensions or weight.
b) Sample pretreatment (e.g. sterilisation).
c) Extractant solution details including chemical identity and volume used. Justification shall be provided for the choice of extractant
d) Duration and temperature of extraction including justification for their selection.
e) Detailed description of analytical methods used including specificity, sensitivity, lirnits of detection and limits of quantification, also standards and reference materials where used.
f) List of all chemical components identified including quantitative data where possible.

Note: Quantitative data must permit calculation of human exposure


9.3 Physico-chemical, mechanical and morphological characteristics
a) All the characteristics relevant to the biological safety of the medical device under consideration shall be listed.
b) For each item listed in 9.3.a) an indication shall be given of the possible biological safety hazard(s).




Annex A (informative)

Characterisation of materials
Flowchart for the generation and use of data





Annex B (informative)

Guidance on material characterisation


For some materials compositional information may be readily available as part of the material specification. Materials such as polymers may possess more complex formulations and compositional details should be obtained from the supplier of the material. In the absence of such details appropriate analytical techniques should be applied to a material to yield compositional data.
rdentiflcation of the constituents of a material intended for use in the manufacture of a medical device enables the intrinsic toxicity of each constituent to be investigated. The data obtained is intended to be used by the medical device manufacturer as part of the overall biological safety evaluation of the medical device, rt is therefore important that a material supplier should not be peanitted to change the composition of a material supplied under a specific commercial trade-name or supply agreement without prior notification to the medical device manufacturer. The manufacturer should assess the consequences of any notified changes on the biological safety of the product.
Any of the constituents of a material or additives used in the process of manufacture of a medical device are potentially bio-available. However it is necessary to obtain information demonstrating the extent to which the constituents will be available under the actual conditions of use of the finished product to estimate the risk arising from them. TItis can be determined experimentally through extraction rests on the material. Appropriate extraction conditions are used to ensure that any constituent which is likely ro be released during finished product use will be released into the extraction media. The extract obtained is analysed qualitatively and quantitatively and physico-chemical tests are used to generate data that can then be used in the biological safety evaluation of the medical device.
An illustration of the wide variety of extraction conditions and extractant test methods which currently exist is found by reference to the documents listed in Annex C and guidance is given in ISO 10993-12.
Identification of appropriate biological toxicity testing required for the medical device concerned is assisted by use of the information obtained from the chemical characterisation procedure.
This standard does not attempt to identify and quantify any degradation products which may be formed.
The potential for degradation is addressed separately by ISO Standards 10993-13, 10993-14 and 10993-15 concerned respectively with polymeric, ceramic and metallic materials, and also ISO 10993-9.


Test reports containing the information described in section 9 of this standard can be submitted for inclusion in toxicological risk analysis procedures for biological hazards of the medical device/finished product concerned, (For example, see EN 1441 clause 4.2 and revised ISO 10993-I clause 3).
Qualitative compositional data for the material itself enables the intrinsic toxicity of the chemical constituents to be established by reference to existing data or through toxicity studies. Quantitative data for the material itself and the extract from the material permits the potential biological exposure of each constituent to be assessed. The risk of toxic effects arising from exposure to the constituent during use of the device can be estimated from intrinsic toxicity and exposure data.







Annex C
(informative)


Bibliography of international and natiunal standards and regulations

Note: This list is not exhaustive but gives examples of some standards and regulations which may be
applicable.



ISO and EN Standards

ISO 1135 Transfusion equipment for medical use part 3; Blood-taking set. Pan 4; Tranfusion sets for single use.

ISO 3826 Plastics collapsible containers for human blood and blood components.

ISO 7886 Sterile hypodermic syringes for single use
Part 1: Syringes for manual use.

ISO 8536 Infusion equipment for medical use
Part 4; Infusion sets for single use.
Part 5: Burette type infusion sets.

ISO 10993-9 Biological evaluation of medical devices - Part 9; Degradation of materials related to biological testing.

ISO 10993-13 Biological evaluation of medical devices - Part 13: rdentiflcation and quantification of degradation products from polymeric medical devices,

ISO 10993-14 Biological evaluation of medical devices - Part 14; Identification and quantification of degradation products from ceramics.

ISO 10993-15 Biological evaluation of medical devices - Part 15: Identification and quantification of degradation products from uncoated or coated metals and alloys.

ISO TK10451 (Dec1995)

prEN 12442-1 Animal tissues and their derivatives utilised in the manufacture of medical devices - Part 1; Risk analysis and management.

prEN 12442-2 Animal tissues and their derivatives utilised in the nianufacture of medical devices - Part 2: Sourcing, controls, collection and handling.

prEN 12442-3 Animal tissues and their derivatives utilised in the manufacture of medical devices - Pan 3; Validation of the elimination and/or inactivation of viruses and other transmissible agents.


1997 European Pharniacopocia monographs

3.1 Materials used for the manufacture of containers

3.1.1 Materials based on plasticised PVC for containers for human blood and blood components and aqueous solutions for intravenous infusion.

3.1.2 Materials based on plasticised PVC for tubing used in sets for transfusion of blood and blood components.

3.1.3 Polyolefines.

3.1,4 Polyethylene-low density for containers for preparations for parenteral use arid ophthalmic preparations.

3.1.5 Polyethylene-high density for containers for preparations for parenteral use.

3.1.6 Polypropylene for containers for preparations for parenteral use.

3.1.7 Ethylene-vinyl acetate copolymer for containers and tubing for total parenteral nutrition preparations.

3.1.8 Silicone oil used as a lubricant.

3.1.9 Silicone elastomer for closures and tubing.

3.2 Containers

3.2.1 Glass containers for pharmaceutical use.

3.2.2 Plastic containers and closures.

3.2.3 Sterile plastic containers for human blood and blood components

3.2.4 Empty sterile containers of plasticised PVC for human blood and bJood components.

3.2.5 Sterile containers of plasricised PVC for human blood containing an anticoagulant solution.


3.2.6 Sets for the transfusion of blood and blood components.

3.2.7 Plastic containers for aqueous solutions for intraveneous irifusion.

3.2.8 Sterile single-use plastic syringes.

3.2.9 Rubber closures for containers for aqueous preparations for parenteral use.



European Agreement on the exchange of therapeutic substances of human origin (As accepted by the EU in January 1987).


National Pharmacopoeia

United States Pharmacopoeia 23rd Edition
Physico-chemical tests - Plastics.



Japanese Pharmacopoeia
Plastic containers for aqueous infusions.



Nordic Pharnacopoeia
Plastic material for containers and transfusion tubing for blood and blood fractions and for aqueous solutions for infusion, injection or irrigation.



German Standards

DIN 13098 Sterile hypodermic syringes for single use.

DIN 58363 Transfusion equipment
Part 15: Infusion containers and accessories, infusion bags and bottles made of plastic.


British Standards

BS 2463 Transfusion equipment for medical use
Part 1: Collapsible containers for blood and blood components. Part 2; Administration sets.

BS 3531 Surgical implants made of heat-vulcanised silicone.

BS 5081 Sterile hypodermic needles and syringes for single use.